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Archive for August 2018

U.S. banking regulator not ready for fintech charter applications

By admin | 02/08/2018 | 0

NEW YORK (Reuters) – The U.S. banking regulator, the Acting Comptroller of the Currency, said on Wednesday that he is not ready to accept applications from financial technology companies seeking a special purpose federal charter.

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Australia mandates OTC clearing to ensure substituted compliance

By admin | 02/08/2018 | 0

The recent about-turn by Australian regulators from relying purely on market-based incentives for central clearing to mandating the clearing of certain non-Australian dollar interest rate swaps is to ensure…

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SEC report reveals failings at top three rating agencies

By admin | 02/08/2018 | 0

The US Securities and Exchange Commission (SEC) has identified “apparent failures” harking back to the peak of the financial crisis at all three of the largest US credit rating agencies (CRAs), according to a report released on September 30.

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Recent Posts

  • TechSprint: Consultation on the Potential for New Technologies to Address Challenges in Regulatory Compliance and Supervision (RegTech/SupTech)
  • Vision and Mission Statement
  • Fintech and RegTech, disruption or more of the same?
  • U.S. banking regulator not ready for fintech charter applications
  • Australia mandates OTC clearing to ensure substituted compliance

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